NCIER®

Policy

46 claims on pp. 20–97 (fact 3, statement 37, evidence 6).

Claims about Policy

Evidence [V] p020-16

Resident-physician shooter: hospital left his badge active after resignation

The hospital did not revoke the attacker's identification badge when he resigned, and he used it to access the hospital on the day of the attack.

At the time of his resignation, the hospital did not revoke his identification badge, which he used to access the hospital on the day of the attack.

p. 20 · NCIER Claim Map
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Statement [V] p040-01

Sound programmatic infrastructure is important for targeted violence prevention

Developing sound programmatic infrastructure for a workplace BTAM program is important to creating an effective process for targeted violence prevention.

Developing sound programmatic infrastructure for a workplace BTAM program is important to creating an effective process for targeted violence prevention.

p. 40 · NCIER Claim Map
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Statement [V] p040-03

Policy establishes the program while SOPs define daily operations and roles

Organizational policy should establish the BTAM program, while SOPs should outline day-to-day operations and the roles and responsibilities of personnel.

Organizational policy should establish the BTAM program, while the program's SOPs should outline the day-to-day operations and the roles and responsibilities for personnel involved in the BTAM process.

p. 40 · NCIER Claim Map
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Statement [V] p040-04

BTAM policy should be formalized alongside broader workplace violence policies

A BTAM policy should be formalized alongside or within any broader workplace violence policies an organization already has.

A policy establishing the organizational BTAM program should be formalized alongside or within any broader workplace violence policies that an organization already has in place.

p. 40 · NCIER Claim Map
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Statement [V] p040-05

A dedicated BTAM policy can support a more comprehensive prevention program

A dedicated BTAM policy can help create a more comprehensive prevention program capable of addressing a continuum of behaviors and concerns.

Having a dedicated policy for the BTAM program can help to create a more comprehensive prevention program capable of addressing a continuum of behaviors and concerns.

p. 40 · NCIER Claim Map
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Statement [V] p040-06

Policy sets clear expectations and a foundation for program details

Policy is important in establishing clear expectations and a foundation upon which the more granular details of the program can be built.

Policy is important in establishing clear expectations and a foundation upon which the more granular details of the program can be built.

p. 40 · NCIER Claim Map
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Fact [V] p040-07

Some states require certain employers to adopt workplace violence plans

Some states have enacted legislation that requires certain employers to develop policies or plans to prevent workplace violence.

Some states have enacted legislation that requires certain employers to develop policies or plans to prevent workplace violence.

p. 40 · NCIER Claim Map
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Statement [V] p040-08

BTAM policies can build on legislative mandates to promote safety

While these laws do not explicitly require BTAM policies, such policies can build upon legislative mandates and further promote workplace safety.

While not explicitly required by these laws, workplace BTAM policies can build upon these legislative mandates and further promote workplace safety.

p. 40 · NCIER Claim Map
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Fact [V] p040-09

California S.B. 553 passed September 30, 2023, requiring written plans

On September 30, 2023, California passed S.B. 553, which requires most California employers to create and maintain a written workplace violence prevention plan. (Source: endnote 7.)

on September 30, 2023, California passed Senate Bill (S.B.) 553, which requires most California employers to create and maintain a written workplace violence prevention plan.

p. 40 · NCIER Claim Map
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Statement [V] p041-01

A BTAM policy should articulate its goals, principles, authority, scope, and placement

A BTAM policy should establish and articulate each of the listed elements. The listed elements begin with goals, principles, team authority, scope, and placement.

A BTAM policy should establish and articulate each of the following:

p. 41 · NCIER Claim Map
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Statement [V] p041-03

Policy should state that BTAM covers behavior beyond explicit threats

The policy should articulate key BTAM principles, including that the program addresses any behavior indicating potential risk, not only explicit or direct threats.

state that the program encompasses work to proactively address any behavior that indicates a potential risk to safety and is not limited to explicit or direct threats.

p. 41 · NCIER Claim Map
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Statement [V] p041-05

Policy should grant the BTAM team authority to act before violence occurs

The policy should establish the BTAM team's authority to perform the functions needed to identify, assess, and manage individuals of concern before violence can occur.

Establish the authority of a BTAM team to perform the necessary functions to allow them to identify, assess, and manage individuals of concern before violence can occur

p. 41 · NCIER Claim Map
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Statement [V] p041-06

Policy should define who is in BTAM scope and what actions may follow

The policy should articulate who is subject to assessment and what actions may be taken, which may include current and former employees, frequent customers, and relatives.

Articulate who will be subject to a behavioral threat assessment and what actions may be taken during the BTAM process.

p. 41 · NCIER Claim Map
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Statement [V] p041-07

Policy should specify program placement, integration, and team structure

The policy should establish which department will house the BTAM program and how it integrates, with team structure based on organizational needs.

Establish which organizational department, component, or division (e.g., security, HR) will house the BTAM program and how the BTAM program will be integrated into the organization.

p. 41 · NCIER Claim Map
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Statement [V] p041-10

Policy goals can describe dedication to workplace safety and proactive prevention

As an example of a goal statement, the policy can describe the program's dedication to workplace safety and proactive prevention of violence.

For example, describe the program's dedication to workplace safety and proactive prevention of violence.

p. 41 · NCIER Claim Map
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Statement [I] p041-13

Policy should specify core BTAM team roles and ad hoc supporting roles

The policy should specify which departments, roles, and job functions are required to serve as core BTAM team members and which might support the team in an ad hoc capacity (see Step 3).

Specify which departments, roles, and job functions are required to serve as core BTAM team members, and which might support the team in an ad hoc capacity (see Step 3).

p. 41 · NCIER Claim Map

Why inferred Typed statement, not conjecture: the 'may'/'might'/'can' is permissive guidance (what a team may do), not speculation about what is the case.

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Statement [V] p042-01

Policy should describe reportable concerns and how employees report them

The policy should describe concerning behaviors that should be reported to the BTAM program and how individuals, especially employees, can report their concerns.

describe concerning behaviors that should be reported to the BTAM program and how individuals, especially employees, can report their concerns.

p. 42 · NCIER Claim Map
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Statement [V] p042-02

Policy should set when BTAM convenes and allow a low threshold of concern

The policy should set parameters for when the BTAM team convenes and responds to a report, and should allow a low threshold of concern.

Establish parameters for when the BTAM team will convene and respond to a report. The policy should allow for a low threshold of concern

p. 42 · NCIER Claim Map
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Statement [V] p042-03

Policy should define what behaviors and reports should prompt law enforcement notification

The policy should establish what behaviors and reports should necessitate notification to law enforcement for assistance with a safety concern or a criminal matter.

Establish what behaviors and reports should necessitate notification to law enforcement for assistance with a safety concern or a criminal matter.

p. 42 · NCIER Claim Map
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Statement [V] p042-06

Sample policy defines a BTAM team mission to identify, assess, and manage risk

A sample policy statement, established within or under a named overseeing department or division, gives the BTAM team the mission to identify, assess, and manage individuals who may pose a risk of harm to themselves or others in the workplace, either currently or in the future.

the mission of the [name of the BTAM team] is to identify, assess, and manage individuals who may pose a risk of harm to themselves or others in the workplace, either currently or in the future.

p. 42 · NCIER Claim Map
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Statement [V] p042-15

Policy should describe public safety exceptions that facilitate or require sharing

When applicable, the policy should describe public safety exceptions that either facilitate or require information sharing.

When applicable, public safety exceptions that either facilitate or require information sharing should be described.

p. 42 · NCIER Claim Map
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Evidence [V] p042-16

Sample policy opens with a commitment to a safe workplace for all employees

The sample policy statement begins by stating that the organization is dedicated to establishing and maintaining a safe workplace for all employees.

[Organization Name] is dedicated to establishing and maintaining a safe workplace for all employees.

p. 42 · NCIER Claim Map
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Evidence [V] p042-17

Sample policy establishes a named BTAM program for proactive targeted violence prevention

The sample policy establishes a named BTAM program dedicated to the proactive prevention of targeted violence in the workplace.

In support of that commitment, this policy establishes [name of the BTAM program], which is dedicated to the proactive prevention of targeted violence in the workplace.

p. 42 · NCIER Claim Map
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Evidence [V] p042-18

Sample policy names the multidisciplinary team's personnel, departments, or units

The sample policy states that the BTAM program will use a multidisciplinary team composed of specified personnel, departments, or units.

[Name of the BTAM program] will utilize a multidisciplinary team composed of [describe relevant personnel, departments, or units].

p. 42 · NCIER Claim Map
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Evidence [V] p042-19

Sample policy: team receives, investigates, assesses, and manages concerns before harm

Under the sample policy, the BTAM team will receive, investigate, and assess workplace concerns and provide direction, management, support, and follow-up to address them before potential violence escalates to physical harm.

To achieve this mission, the [name of the BTAM team] will receive, investigate, and assess reports of concerns within the workplace, and provide direction, management, support, and follow-up to address concerns before the risk of potential violence escalates to physical harm.

p. 42 · NCIER Claim Map
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Statement [V] p043-07

Organizations with existing policies should consider a gap analysis

Organizations that already have workplace violence policies and procedures should consider conducting a gap analysis.

Organizations that already have established workplace violence prevention policies and procedures should consider conducting a gap analysis to:

p. 43 · NCIER Claim Map
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Fact [V] p082-01

Zero-tolerance policies have historically been used as a safety assurance

Zero-tolerance policies have historically been used in organizations as an assurance of safety for employees against risk of harm or violence.

Zero-tolerance policies have historically been used in organizations as an assurance of safety for employees against risk of harm or violence.

p. 82 · NCIER Claim Map
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Evidence [V] p082-09

HR professional: managers should first coach and help the individual

An HR professional says a manager's responsibility is to coach the individual and help them, and if that does not work, to talk to them about what they are not doing right and what they need to fix.

As a manager, your responsibility is to coach the individual and help them … If that doesn’t work, talk to them about what they are not doing right and what they need to fix.

p. 82 · NCIER Claim Map
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Statement [V] p087-11

Establish clear conduct policies and respond proportionately to infractions

Organizations should establish clear policies on workplace conduct and respond appropriately and proportionately to infractions.

It is important to establish clear policies regarding workplace conduct and standards of behavior and to respond appropriately and proportionately to infractions.

p. 87 · NCIER Claim Map
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